Daisy Yating Wang

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-07-25

CA RA
APPROVED

Since 2023-07-25

Branch Locations

Rancho Cucamonga, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Co.	San Dimas	CA	09/2015	Present
Nylife Securities, Llc	San Dimas	CA	01/2018	Present
Eagle Strategies Llc	Arcadia	CA	07/2023	Present

09/2015 → Present

New York Life Insurance Co.

San Dimas, CA
01/2018 → Present

Nylife Securities, Llc

San Dimas, CA
07/2023 → Present

Eagle Strategies Llc

Arcadia, CA

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; 315 N CURTIS AVE APTC ALHAMBRA CA 91801; Start Date 11/2018; 20 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-12
S63	Uniform Securities Agent State Law Examination	2018-08-23

S65 Uniform Investment Adviser Law Examination

2023-07-12
S63 Uniform Securities Agent State Law Examination

2018-08-23

Other Names

Yating Wang

View on SEC IAPD