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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-05
OR RA APPROVED 2016-08-15
  • TX RA
    APPROVED_RES
    Since 2019-09-05
  • OR RA
    APPROVED
    Since 2016-08-15

Branch Locations

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Portland OR 11/2015 Present
City National Bank Portland OR 12/2021 12/2023
  • 11/2015 → Present
    Rbc Wealth Management
    Portland, OR
  • 12/2021 → 12/2023
    City National Bank
    Portland, OR
Other Businesses

(1) Address - Business Description - Renting primary residence to sellers of the home for up to two months. Business is not investment related Projected Start Date: 03/16/20 Capacity: Other Duties Performed: Renting primary residence to sellers of the home for up to two months. Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-15
  • S66 Uniform Combined State Law Examination
    2016-08-15

View on SEC IAPD

Other Firms

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