Yiukong Louie Lau

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 06/2017
  Farmers Insurance
  San Jose, CA
• 11/2015 → 06/2017
  Lyft
  San Jose, CA
• 03/2015 → 06/2017
  Uber
  San Jose, CA
• 01/2016 → 06/2017
  Louie Lau Farmers Insurance Agency
  Campbell, CA
• 06/2017 → 04/2024
  New York Life Insurance Company
  San Jose, CA
• 07/2017 → 04/2024
  Nylife Securities Llc
  San Jose, CA
• 12/2023 → Present
  Massmutual Life Insurance Company
  San Jose, CA
• 04/2024 → Present
  Mml Investors Services Llc
  San Jose, CA

Other Businesses

NAME: YIUKONG LOUIE LAU INV REL: Y ADD: 2150 N FIRST ST SUITE 500 SAN JOSE CA 95131 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 3/19/2024 NO.HR/MO:8 NO. HR/MO DURING SEC TRADING:4, DUTIES: LIFE, DI, LTC, FIXED ANNUITIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-01
• S63 Uniform Securities Agent State Law Examination
  2015-11-12

Other Names

• Lau Yiukong
• Yiukong Louie Lau
• Louie Louie Lau
• Yuikong Lau Lau