Manuel Hernandez

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2017
  Morgan Stanley Smith Barney Llc
  Los Angeles, CA
• 10/2015 → 10/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2017 → 01/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brea, CA
• 02/2018 → 01/2023
  Bank Of America, N.A.
  Brea, CA
• 01/2023 → Present
  Raymond James & Associates, Inc
  Brea, CA

Previous Registrations

• 2018-01-02 → 2023-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brea, CA
• 2016-03-03 → 2017-10-25
  Morgan Stanley
  Los Angeles, CA

Other Businesses

(1)Name of Business: Rio Hondo Community College Address: 3600 Workman Mill Rd, Whittier, CA, 90601, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 01/25/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 11-20 Description of duties:

Exams

• S66 Uniform Combined State Law Examination
  2016-03-03

Other Names

• Manuel Hernandez
• Manuel Hernandez