Samuel Guy Dwyer

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-20
CA	RA	APPROVED	2016-01-22

TX RA
APPROVED_RES

Since 2020-02-20
CA RA
APPROVED

Since 2016-01-22

Branch Locations

6004 La Madrona Drive, Santa Cruz, CA 95060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Santa Cruz	CA	11/2015	Present
Morgan Stanley Private Bank, N.A.	New York	NY	04/2016	Present

11/2015 → Present

Morgan Stanley Smith Barney Llc

Santa Cruz, CA
04/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-21

S66 Uniform Combined State Law Examination

2016-01-21

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

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