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Thomas William Perini

LPl Financial LLC

Nashville, TN

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-08-28
GA RA APPROVED 2024-03-21
  • TN RA
    APPROVED
    Since 2026-08-28
  • GA RA
    APPROVED
    Since 2024-03-21

Branch Locations

Nashville, TN • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Third Avenue Management Llc New York NY 06/2015 05/2019
Foreside Fund Services, Llc New York NY 10/2016 05/2019
Mbsc Securities Corporation New York NY 06/2019 06/2023
Unemployed Unemployed FL 06/2023 03/2024
Lpl Financial Llc Fort Mill SC 03/2024 Present
  • 06/2015 → 05/2019
    Third Avenue Management Llc
    New York, NY
  • 10/2016 → 05/2019
    Foreside Fund Services, Llc
    New York, NY
  • 06/2019 → 06/2023
    Mbsc Securities Corporation
    New York, NY
  • 06/2023 → 03/2024
    Unemployed
    Unemployed, FL
  • 03/2024 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-19
  • S66 Uniform Combined State Law Examination
    2017-04-19
Other Names
  • Thomas William Perini
  • Thomas W Perini

View on SEC IAPD

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