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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-22
MI RA APPROVED 2021-10-19
  • TX RA
    APPROVED
    Since 2021-10-22
  • MI RA
    APPROVED
    Since 2021-10-19

Branch Locations

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Laingsburg, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services Inc Okemos MI 09/2015 09/2021
Eagle Eye Golf Club Bath Twp MI 04/2013 04/2017
Michigan State University East Lansing MI 05/2015 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lansing MI 09/2021 Present
Bank Of America N.A. East Lansing MI 10/2022 Present
Previous Registrations
Other Businesses

I*2207276, Entity Type: Entity Charitable, Name of OBA: Laingsburg Alumni Legacy Association, Address: Haslett, Michigan, 48840, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 02/24/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member to help in selection of award scholarship candidates. Also help in fundraising to pay new scholarship funds for recent Laingsburg graduates attending college or trade schools. I*2834293 Entity Type: N/A Name of OBA: Laingsburg Community Schools School Board Address:LAINGSBURG Michigan Investment Related:No Position, Title, Association:Board Member Start Date:09/09/2025 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:To support public education programs and to meet desires of its residents, with obligation to use best judgement to approve procedures for carrying out responsibility of the board. Maintain two-way communications with citizens of the District. Keep them informed of the progress and problems of the School District. Acting as a member of the board to provide guidance on meeting board objectives to support the school district.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-06
  • S66 Uniform Combined State Law Examination
    2017-10-06
Designations
  • Certified Financial Planner
Other Names
  • Christian Elijah Ragsdale-Dell
  • Christian Elijah Ragsdale

View on SEC IAPD

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