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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-09
  • NC RA
    APPROVED
    Since 2024-02-09

Branch Locations

203 West Third St , Greenville, NC 27858 • United States

2607 Mill St, Winterville , NC 28590 • United States

2405 Stantonsburg Road, Greenville, NC 27834 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2015 02/2024
First Citizens Investor Services Raleigh NC 02/2024 Present
  • 09/2015 → 02/2024
    St. Louis, MO
  • 02/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2016-02-22 → 2024-02-06
    Greenville, NC
    St Louis, MO
    Greenville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-20
  • S66 Uniform Combined State Law Examination
    2015-11-20

View on SEC IAPD

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