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Robert Brett Horn

Strategic Advisers LLC

Covington, KY

Harrison, OH

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
OH RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • OH RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Harrison, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Concepts Harrison OH 05/2001 12/2019
Lpl Financial Llc Harrison OH 09/2015 12/2019
W&S Brokerage Services Cincinnati OH 02/2020 04/2024
Western Southern Life West Chester OH 02/2020 04/2024
Fidelity Investments Covington KY 04/2024 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2001 → 12/2019
    Capital Concepts
    Harrison, OH
  • 09/2015 → 12/2019
    Lpl Financial Llc
    Harrison, OH
  • 02/2020 → 04/2024
    W&S Brokerage Services
    Cincinnati, OH
  • 02/2020 → 04/2024
    Western Southern Life
    West Chester, OH
  • 04/2024 → Present
    Fidelity Investments
    Covington, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-05-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
  • 2020-05-12 → 2024-04-29
    W&S Brokerage Services, Inc.
    West Chester, OH
  • 2015-09-25 → 2019-12-24
    Lpl Financial Llc
    Harrison, OH
    San Diego, CA
    Harrison, OH
  • 2014-08-13 → 2015-09-24
    Money Concepts Capital Corp
    Palm Beach Gardens, FL
    Louisville, KY
    Harrison, OH
    Palm Beach Gardens, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-12
  • S66 Uniform Combined State Law Examination
    2014-08-12
Other Names
  • R Brett Horn
  • Robert Brett Horn
  • Robert Brett Horn

View on SEC IAPD

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TIMOTHY J WALLIN
JAIME MARIE LANHAM
DONALD W STEWART

Other Offices

STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
EP WEALTH ADVISORS · Fort Wright, KY
DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY
EP WEALTH ADVISORS · FORT WRIGHT, KY

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