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Timothy Waas

Rbc Capital Markets, LLC

Norwood, MA

Wellesley Hills, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-05-13
TX RA APPROVED_RES 2026-05-12
RI RA APPROVED 2026-01-06
  • VI RA
    APPROVED
    Since 2026-05-13
  • TX RA
    APPROVED_RES
    Since 2026-05-12
  • RI RA
    APPROVED
    Since 2026-01-06

Branch Locations

Norwood, MA • United States

57 River Street Suite 102, Wellesley Hills, MA 02481-2050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Farrgo Funds Distributors, Llc Boston MA 09/2015 07/2018
Wells Fargo Clearing Services Llc Boston MA 08/2018 04/2020
Wells Fargo Clearing Services, Llc Waltham MA 04/2020 01/2026
Rbc Capital Markets, Llc Wellesley Hills MA 01/2026 Present
Previous Registrations
Other Businesses

UBER; NOT INV RELATED; SAN FRANCISCO, CA; RIDESHARE; UBER DRIVER; START DATE 03/09/2025; 15 HOUR PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-19
S63 Uniform Securities Agent State Law Examination 2015-11-13
  • S66 Uniform Combined State Law Examination
    2020-08-19
  • S63 Uniform Securities Agent State Law Examination
    2015-11-13

View on SEC IAPD

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