Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-05 |
| FL | RA | APPROVED | 2019-10-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 08/2015 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 09/2019 | Present |
I*2604284, Entity Type: , Name of OBA: P M, Address: Jacksonville, Florida, 32207, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/08/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2604285, Entity Type: , Name of OBA: M M, Address: Jacksonville, Florida, 32223, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/08/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-27 |
Reach out to this advisor