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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Snap Fitness | Rockport | TX | 10/2013 | 12/2017 |
| Symphonic Financial Advisors, Llc | New York | NY | 11/2015 | 12/2023 |
| Symphonic Securities, Llc | New York | NY | 08/2015 | 12/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) JASON STAFF, Rockport TX 78382, 12/2023, Sport/Fitness, Personal Trainer, NIR, 25 HR/MO - 15 HR/MO TRADING. 3) LEGACY 3D, Rockport TX 78382, 12/2023, Retail Sales/Distribution, Owner, NIR, 5 HR/MO - 0 HR/MO TRADING. 4) LEGACY WEALTH PARTNERS LLC, 1002 E Main St, Rockport TX 78382, United States, 12/01/2023, IAR, DBA Name, INV REL, 175 HR/MO - 140 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-04 |
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