Nicholas Bozanich

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-24
NJ	RA	APPROVED	2016-04-13

TX RA
APPROVED_RES

Since 2022-01-24
NJ RA
APPROVED

Since 2016-04-13

Branch Locations

250 Pehle Ave Suite 405, Saddle Brook, NJ 07663-5832 • United States

Glen Rock, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Saddle Brook	NJ	06/2015	Present
Mml Investors Services	Saddle Brook	NJ	09/2015	Present

06/2015 → Present

Mass Mutual Life Insurance Company

Saddle Brook, NJ
09/2015 → Present

Mml Investors Services

Saddle Brook, NJ

Other Businesses

Name: Nicholas Bozanich Inv Rel: Y Add: 250 Pehle Ave unit 405, Saddle Brook NJ 07663 Nature: Life, DI, LTC. Fixed Annuities and Health Insurance Position: Financial Advisor Start date: 02/07/2023 No. HR/MO: 4 No. HR/MO during sec trading: .25 Describe duties: Analyzing various products and their appropriateness in the planning of our clients/prospects future retirement accumulation &/or income needs

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-03-24
S63	Uniform Securities Agent State Law Examination	2015-10-19

S65 Uniform Investment Adviser Law Examination

2016-03-24
S63 Uniform Securities Agent State Law Examination

2015-10-19

View on SEC IAPD