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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-11
NH RA APPROVED 2022-04-29
  • TX RA
    APPROVED_RES
    Since 2023-12-11
  • NH RA
    APPROVED
    Since 2022-04-29

Branch Locations

262 S River Rd Ste 201, Bedford, NH 03110 • United States

Bow, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 08/2015 09/2018
Eaton Vance Management Boston MA 10/2018 01/2019
Eaton Vance Distributors, Inc. Boston MA 09/2018 01/2019
Eaton Vance Management Boston MA 01/2019 01/2022
Eaton Vance Distributors, Inc. Boston MA 01/2019 01/2022
Ameriprise Financial Services, Llc Bedford NH 03/2022 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 21 Washington St, Unit 1, Concord, NH, 03303; Not Investment-Related; 02/01/2024. Board of Directors; New Hampshire Juvenile Court Diversion Network; Board Member; 100 N Main St, Suite 400, Concord, NH, 03301; Not Investment-Related; 07/16/2025; 1 to 9 hours per month; 1 to 9 during trading hours / The Pinnacle Foundation; Director; 835 Hanover St, Ste 301, Manchester, NH, 03104; Not Investment-Related; 11/25/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Lantern Light Camps; Board Member at Large; 292 Blakes Hill Rd, , Northwood, NH, 03261; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RPWM Partners, LLC; Legal entity to pay advisors & staff; Manage advisory business; 262 S River Rd, Suite 201, Bedford, NH, 03110; Investment-Related; 01/01/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-15
S63 Uniform Securities Agent State Law Examination 2018-06-28
  • S65 Uniform Investment Adviser Law Examination
    2018-11-15
  • S63 Uniform Securities Agent State Law Examination
    2018-06-28
Other Names
  • Jacob Riley Berrigan

View on SEC IAPD

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