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William David Furlow

Robert W. Baird & Co. Incorporated

Oconomowoc, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-09
FL RA APPROVED 2021-07-23
WI RA APPROVED 2021-04-23
  • TX RA
    APPROVED
    Since 2023-02-09
  • FL RA
    APPROVED
    Since 2021-07-23
  • WI RA
    APPROVED
    Since 2021-04-23

Branch Locations

1245 Corporate Center Drive, Oconomowoc, WI 53066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 09/2015 07/2017
Wells Fargo Clearing Services, Llc Wakuesha WI 07/2017 04/2021
Baird Oconomowoc WI 04/2021 Present
  • 09/2015 → 07/2017
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 07/2017 → 04/2021
    Wells Fargo Clearing Services, Llc
    Wakuesha, WI
  • 04/2021 → Present
    Baird
    Oconomowoc, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-18
S63 Uniform Securities Agent State Law Examination 2015-11-13
  • S66 Uniform Combined State Law Examination
    2017-08-18
  • S63 Uniform Securities Agent State Law Examination
    2015-11-13
Other Names
  • William Furlow

View on SEC IAPD

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Other Investors

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NICHOLAS LENSKI
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ROBERT EDWARD BORTZ
Andrew Wesley Hughes
BRIAN JOSEPH KONOP
DONALD RAYMOND SAVAGLIA

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Oconomowoc, WI
LIFEMARK SECURITIES CORP. · OCONOMOWOC, WI
&PARTNERS · Oconomowoc, WI
INTEGRITY ALLIANCE, LLC. · Oconomowoc, WI
J.P. MORGAN SECURITIES LLC · OCONOMOWOC, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Oconomowoc, WI
AMERIPRISE FINANCIAL SERVICES, LLC · OCONOMOWOC, WI
MIDPOINT VENTURES, LLC · OCONOMOWOC, WI

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