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Daniel Gardiner

Fisher Investments

Plano, TX

Dublin, OH

CRD 6554544

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-29
TX RA APPROVED_RES 2025-05-20
  • OH RA
    APPROVED
    Since 2025-05-29
  • TX RA
    APPROVED_RES
    Since 2025-05-20

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Dublin, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corporation Columbus OH 05/2016 12/2016
Meeder Investment Management, Inc. Dublin OH 01/2017 05/2022
Cetera Advisor Networks Llc El Segundo CA 05/2022 04/2025
Cetera Advisors Llc Greenwood Village CO 05/2022 04/2025
Cetera Financial Specialists Llc Schaumburg IL 05/2022 04/2025
Cetera Investment Services Llc St Cloud MN 05/2022 04/2025
First Allied Securities, Inc. San Diego CA 05/2022 09/2022
Gardiners House Rentals Llc Columbis OH 05/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 04/2025
Fisher Investments Plano TX 05/2025 Present
  • 05/2016 → 12/2016
    Nationwide Investment Services Corporation
    Columbus, OH
  • 01/2017 → 05/2022
    Meeder Investment Management, Inc.
    Dublin, OH
  • 05/2022 → 04/2025
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2022 → 04/2025
    Cetera Advisors Llc
    Greenwood Village, CO
  • 05/2022 → 04/2025
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2022 → 04/2025
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2022 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 05/2021 → Present
    Gardiners House Rentals Llc
    Columbis, OH
  • 06/2023 → 04/2025
    Schaumburg, IL
  • 05/2025 → Present
    Plano, TX
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: GARDINERS HOUSE RENTALS LLC INVESTMENT RELATED: NO ADDRESS: COLUMBUS OH 43214 NATURE OF BUSINESS: AIRBNB HOST START DATE: 05/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-21
  • S66 Uniform Combined State Law Examination
    2020-12-21
Other Names
  • Danny Gardiner
  • Daniel Davis Gardiner
  • Dan Gardiner
  • Daniel D Gardiner

View on SEC IAPD

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