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Alban Derieux

Strategic Advisers LLC

The Woodlands, TX

Spring, TX

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1701 Lake Robbins Dr, The Woodlands, TX 77380-3119 • United States

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Pearland TX 08/2015 03/2017
Jp Morgan Chase Bank Pearland TX 01/2014 03/2017
Group 1 Houston TX 05/2017 07/2017
Jp Morgan Chase Bank League City TX 08/2017 12/2018
Jp Morgan Securities Llc League City TX 08/2017 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 12/2018 11/2021
Charlie Thomas Ford Houston TX 05/2017 07/2017
Fidelity Investments Salt Lake City UT 11/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2015 → 03/2017
    Jpmorgan Securities Llc
    Pearland, TX
  • 01/2014 → 03/2017
    Jp Morgan Chase Bank
    Pearland, TX
  • 05/2017 → 07/2017
    Group 1
    Houston, TX
  • 08/2017 → 12/2018
    Jp Morgan Chase Bank
    League City, TX
  • 08/2017 → 12/2018
    Jp Morgan Securities Llc
    League City, TX
  • 12/2018 → 11/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
  • 05/2017 → 07/2017
    Charlie Thomas Ford
    Houston, TX
  • 11/2021 → Present
    Fidelity Investments
    Salt Lake City, UT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-12-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 2019-06-06 → 2021-11-29
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
    Beaumont, TX
    Frisco, TX
    Beaumont, TX
    Beaumont, TX
    Beaumont, TX
    New York, NY
    The Woodlands, TX
    Beaumont, TX
    Beaumont, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-05
S63 Uniform Securities Agent State Law Examination 2015-12-28
  • S65 Uniform Investment Adviser Law Examination
    2019-06-05
  • S63 Uniform Securities Agent State Law Examination
    2015-12-28
Other Names
  • Alban Derieux
  • Alban Jacques Derieux

View on SEC IAPD

Other Firms

PROVIDENT WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ROSSBY FINANCIAL, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ALLSTATE FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.

Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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