Kaitlyn Fanaroff

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-03
MD	RA	APPROVED	2023-12-20

Branch Locations

2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	05/2017	05/2019
Bernard R. Wolfe And Associates	Chevy Chase	MD	01/2016	05/2017
Bank Of America, N.A.	Washington	DC	02/2018	05/2019
First Republic Securities Company, Llc	Washington	DC	05/2019	07/2023
First Republic Investment Management, Inc.	Washington	DC	05/2019	07/2023
J.P. Morgan Securities Llc	Washington	DC	07/2023	12/2023
Rockefeller Financial Llc	Bethesda	MD	12/2023	Present

05/2017 → 05/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
01/2016 → 05/2017

Bernard R. Wolfe And Associates

Chevy Chase, MD
02/2018 → 05/2019

Bank Of America, N.A.

Washington, DC
05/2019 → 07/2023

First Republic Securities Company, Llc

Washington, DC
05/2019 → 07/2023

First Republic Investment Management, Inc.

Washington, DC
07/2023 → 12/2023

J.P. Morgan Securities Llc

Washington, DC
12/2023 → Present

Rockefeller Financial Llc

Bethesda, MD

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-12

Other Firms