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San Carlos, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-08 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 02/2016 | 07/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 07/2020 | 10/2021 |
| Bank Of America, N.A. | San Mateo | CA | 07/2020 | 10/2021 |
| Morgan Stanley Smith Barney Llc | Palo Alto | CA | 10/2021 | 09/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2021 | 09/2023 |
| Peninsula Equity Capital, Llc | San Carlos | CA | 10/2023 | Present |
*465544 - TZ Ventures LLC; Investment related - Yes; Redwood City, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2020; During business hours: 0; After business hours: 5; Property Management *528075 - Personal eBay items; Investment related: No; San Carlos, California; Retail/Online Stores; Other (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 10; Sales/Marketing, Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-21 |
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