Best Investors
Account
Sign in
Best Investors
Account
Sign in
115 Broadway 5Th Floor, New York, NY 10006 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-19 |
| CO | RA | APPROVED | 2025-01-01 |
Branch Locations
115 Broadway 5Th Floor, New York, NY 10006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Brookfield | WI | 08/2015 | 10/2021 |
| Charles Schwab Bank | Brookfield | WI | 05/2017 | 10/2021 |
| Mass Mutual Life Insurance Company | Milwaukee | WI | 10/2021 | 02/2022 |
| Mml Investors Services Llc | Milwaukee | WI | 10/2021 | 02/2022 |
| Personal Capital Advisors Corporation | Centennial | CA | 02/2022 | 02/2023 |
| Personal Capital Advisors Corporation | Windsor | CO | 02/2023 | 04/2023 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | 01/2024 |
| Compound Planning | New York | NY | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-13 |
Reach out to this advisor