Aaron Clark Foster

Employer firm

Compound Planning, Inc. CRD 171787

$4.85B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 10/2021
  Charles Schwab & Co., Inc.
  Brookfield, WI
• 05/2017 → 10/2021
  Charles Schwab Bank
  Brookfield, WI
• 10/2021 → 02/2022
  Mass Mutual Life Insurance Company
  Milwaukee, WI
• 10/2021 → 02/2022
  Mml Investors Services Llc
  Milwaukee, WI
• 02/2022 → 02/2023
  Personal Capital Advisors Corporation
  Centennial, CA
• 02/2023 → 04/2023
  Personal Capital Advisors Corporation
  Windsor, CO
• 04/2023 → 01/2024
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 01/2024 → Present
  Compound Planning
  New York, NY

Previous Registrations

• 2023-04-03 → 2024-01-31
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2022-03-02 → 2023-04-03
  Personal Capital Advisors Corporation
  Centennial, CO
  Wauwatosa, WI
  Greenwood Village, CO
  Windsor, CO
• 2021-10-20 → 2022-03-02
  Mml Investors Services, Llc
  Milwaukee, WI
• 2016-03-31 → 2021-11-05
  Charles Schwab & Co., Inc.
  Lone Tree, CO
  Brookfield, WI

Exams

• S66 Uniform Combined State Law Examination
  2016-03-31
• S63 Uniform Securities Agent State Law Examination
  2016-01-13

Designations

• Certified Financial Planner