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Deborah Ann Flores

Wells Fargo Clearing Services, LLC

Portsmouth, VA

Yorktown, VA

Hampton, VA

Norfolk, VA

Smithfield, VA

Portsmouth, VA

CRD 6553605

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-10
VA RA APPROVED 2022-05-23
  • TX RA
    APPROVED
    Since 2022-06-10
  • VA RA
    APPROVED
    Since 2022-05-23

Branch Locations

5700 Portsmouth Blvd, Portsmouth, VA 23701 • United States

101 Amory Ln, Yorktown, VA 23692 • United States

104 Marketplace Dr, Hampton, VA 23666 • United States

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

13400 Benns Church Blvd, Smithfield, VA 23430 • United States

Portsmouth, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Norfolk VA 09/2015 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
  • S66 Uniform Combined State Law Examination
    2022-05-23
Other Names
  • Deborah Ann Gatica
  • Deborah Ann Janosek
  • Deborah Ann Black
  • Deborah Flores

View on SEC IAPD

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