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Monique Nunez De Albuquerque

J.P. Morgan Securities LLC

Miami, FL

CRD 6553117

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-09
TX RA APPROVED 2025-05-08
  • FL RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED
    Since 2025-05-08

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Family Wealth Partners Weston FL 08/2015 03/2017
Jpmorgan Chase Bank Na Miami FL 04/2017 Present
Jpmorgan Securities Llc Miami FL 04/2017 Present
  • 08/2015 → 03/2017
    Family Wealth Partners
    Weston, FL
  • 04/2017 → Present
    Jpmorgan Chase Bank Na
    Miami, FL
  • 04/2017 → Present
    Jpmorgan Securities Llc
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-01
S63 Uniform Securities Agent State Law Examination 2017-05-22
  • S65 Uniform Investment Adviser Law Examination
    2025-05-01
  • S63 Uniform Securities Agent State Law Examination
    2017-05-22

View on SEC IAPD

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