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Glen S Somers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-26
IL RA APPROVED 2022-07-15
  • TX RA
    APPROVED
    Since 2022-07-26
  • IL RA
    APPROVED
    Since 2022-07-15

Branch Locations

401 N Tryon St Ci Relationship Management, Charlotte, NC 28255 • United States

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 03/2022 Present
Unemployed Fontana WI 11/2021 02/2022
Flex Payment Solutions Fenton MO 12/2016 10/2021
Unemployed Lagrange IL 08/2016 11/2016
Bank Of America, N.A. Rolling Meadows IL 03/2022 Present
  • 03/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 11/2021 → 02/2022
    Unemployed
    Fontana, WI
  • 12/2016 → 10/2021
    Flex Payment Solutions
    Fenton, MO
  • 08/2016 → 11/2016
    Unemployed
    Lagrange, IL
  • 03/2022 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • Glen Somers
  • Glen Stephon Somers
  • Glen S Somers

View on SEC IAPD

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