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Katie Elizabeth Hoxsie

Ameriprise Financial Services, LLC

Ada, MI

Rockford, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-10-14
  • MI RA
    APPROVED
    Since 2016-10-14

Branch Locations

6300 Fulton St E, Ada, MI 49301-9038 • United States

Rockford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 11/2007 10/2016
Ameriprise Financial Services, Inc. Ada MI 10/2016 03/2020
Ameriprise Financial Services, Llc Ada MI 03/2020 Present
  • 11/2007 → 10/2016
    Ameriprise Financial Services, Inc.
    Grand Rapids, MI
  • 10/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Ada, MI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Ada, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-03
  • S66 Uniform Combined State Law Examination
    2010-12-03
Other Names
  • Katie Elizabeth Hoxsie
  • Katie Rollenhagen
  • Katie Elizabeth Rollenhagen

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · ADA, MI
IM WEALTH · ADA, MI
COMMONWEALTH FINANCIAL NETWORK · Ada, MI
EVERSOURCE WEALTH ADVISORS, LLC · Ada, MI
EDWARD JONES · ADA, MI
VALOR WEALTH GROUP, LLC · ADA, MI
RAYMOND JAMES & ASSOCIATES, INC. · Ada, MI
EDWARD JONES · ADA, MI

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