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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-04 |
| MD | RA | APPROVED | 2016-01-04 |
Branch Locations
305 W Chesapeake Ave Suite 510, Towson, MD 21204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2015 | Present |
| The Legacy Group, Inc. | Townson | MD | 07/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2016 | Present |
1) THE LEGACY GROUP INC, 4 RESERVOIR CIRCLE STE 103, PIKESVILLE, MD, 01/2016. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-15/MO-1/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/11/2016 3) NEIL ESTERSON, 169 Jamestown Road, Unit 301, Ocean City MD 21842, United States, 04/01/2026, Owner, Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-23 |
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