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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-07 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
8905 W Gage Blvd Ste 209B, Kennewick, WA 99336 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Kennewick | WA | 09/2015 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Richland | WA | 02/2016 | 07/2021 |
| Pasco Chamber Of Commerce | Pasco | WA | 09/2014 | 07/2021 |
| Pasco Ephesus Sda Church | Pasco | WA | 01/2012 | 07/2021 |
| Washington Policy Center | Seattle | WA | 09/2014 | 07/2021 |
| Joed Ngaruiya & Associates, Llc | Richland | WA | 12/2016 | 07/2021 |
| Lpl Financial Llc | Kennewick | WA | 07/2021 | Present |
1)06012016 - DBA for LPL Business (entity for LPL business) / JOED NGARUIYA AND ASSOCIATES LLC / 40Hrs/Mo During Trading / Kennewick, WA 99336
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-11 |
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