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Cory Lee Laird

Minichmacgregor Wealth Management, LLC

Saratoga Springs, NY

CRD 6552295

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Employer firm

Minichmacgregor Wealth Management, LLC CRD 151237

$723M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • 401K PARTICIPANT ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers
Minichmacgregor Wealth Management, Llc

21 Congress Street Suite 203, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2021-04-28
TX RA APPROVED 2017-10-12
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2021-04-28
  • TX RA
    APPROVED
    Since 2017-10-12

Branch Locations

21 Congress Street Suite 203, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minichmacgregor Wealth Management Saratoga Springs NY 05/2016 Present
Minichmacgregor Wealth Management Saratoga Springs NY 10/2017 Present
  • 05/2016 → Present
    Minichmacgregor Wealth Management
    Saratoga Springs, NY
  • 10/2017 → Present
    Minichmacgregor Wealth Management
    Saratoga Springs, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-26
  • S66 Uniform Combined State Law Examination
    2016-02-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
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