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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-02-04 |
| MO | RA | APPROVED | 2019-02-04 |
| NM | RA | APPROVED | 2018-07-31 |
| OK | RA | APPROVED | 2017-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Electric Power Systems | Tulsa | OK | 06/2014 | Present |
| Lpl Financial, Llc | Grove | OK | 03/2016 | Present |
1. 03/14/2016 - GRAND INVESTMENT SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ GROVE, OK 2). 06/18/2019 - West Therapy - Not investment related - 825 E 3rd St Grove, Ok 74346 - Co-owner - start date:07/01/2019 - 1 hr/mo - 1 hr during trading. 3. 07/02/2019 - Oak Crest Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/08/2019 - 160 Hours Per Month/104 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-24 |
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