Tracy Elizabeth Sula-Wang

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Transamerica Financial Advisors, Inc
  Irvine, CA
• 03/2015 → Present
  World Financial Group, Inc.
  Irvine, CA
• 03/2015 → 04/2021
  Revolution Financial Management
  Glendale, CA
• 04/2021 → Present
  Revolution Financial Management
  Thousand Oaks, CA
• 01/2021 → Present
  Rise Inc
  Pasadena, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, LLC. Revolution Financial Management / 0421-Present / Investment Related: No / 515 Marin St. PH 408A Thousand Oaks, CA 91360 / Senior Marketing Director / Insurance sales / Hrs Work Monthly: 80 / Sec Trading Hrs: 2 / This is a co-brand of WFG Insurance Agency in which we offer insurance-based products such as life, insurance, annuities and long-term care. RISE INC POSITION: President NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1181 Bell St, Pasadena CA 91104, United States DESCRIPTION: This is a pass-through for income from WFG/TFA for tax purposes. No daily activities

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-23
• S63 Uniform Securities Agent State Law Examination
  2015-09-21

Other Names

• Tracy Elizabeth Sula