Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-05 |
Branch Locations
15851 Dallas Parkway Ste 1230, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2015 | Present |
| Northwestern Mutual Investment Services Llc | Addison | TX | 09/2015 | Present |
| Northwestern Mutual Wealkth Management Company | Milwaukee | WI | 08/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. CLFM HOLDINGS, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 4/11/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. RH4 HOLDINGS LLC, LEGAL ENTITY, START DATE: 04/11/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. JAG OFFICER RESERVES, UNITED STATES AIR FORCE RESERVE, DYESS AIR FORCE BASE, ABILENE, , TEXAS, 79607, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 9/7/2016, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, US AIR FORCE RESERVE JAG ATTORNEY 5. HUNTAH, LLC, 1395 CLEARCREEK DR, LEWISVILLE, , TEXAS, 75067, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/2/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SPOUSE STILL HEAVILY INVOLVED. SHE IS INVOLVED IN MULTI-FAMILY HOUSING AND SOFTWARE DEVELOPMENT. I PROVIDE HELP TO HER AS NEEDED; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-28 |
Reach out to this advisor