Anne Brady Ramirez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 07/2021
  First Allied Securities, Inc.
  San Diego, CA
• 08/2013 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 07/2021
  First Allied Advisory Services
  Schaumburg, IL
• 07/2021 → Present
  Lpl Financial
  Sand Diego, CA

Previous Registrations

• 2020-11-12 → 2021-08-02
  Cetera Investment Advisers Llc
  Tucson, AZ
  Tucson, AZ
• 2013-08-01 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
  Chesterfield, MO
  Tucson, AZ
  Tucson, AZ
• 2009-01-23 → 2013-08-15
  Securities America Advisors, Inc.
  Tucson, AZ
  Tucson, AZ
• 2007-08-21 → 2009-02-07
  Brecek & Young Advisors, Inc.
  Tucson, AZ
  Tucson, AZ
  Folsom, CA
• 2000-07-27 → 2002-05-23
  Ameriprise Financial Services, Llc
  Tucson, AZ

Other Businesses

1)08/2013 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CLARITY FINANCIAL SERVICES - INVESTMENT RELATED - TUCSON, AZ 85704 2)02/2018 - REAL ESTATE RENTAL - 5751 N KOLB RD UNIT 7104 TUCSON, AZ 58750 - INVESTMENT RELATED - TUCSON, AZ 58750

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-07
• S66 Uniform Combined State Law Examination
  2000-05-06
• S63 Uniform Securities Agent State Law Examination
  1998-10-05

Other Names

• Anne Brady Kelsik