Lisa Marie Ortega

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2020
  Usaa Financial Advisors Inc.
  Phoenix, AZ
• 10/2015 → 05/2020
  Usaa Financial Planning Services
  Phoenix, AZ
• 01/2018 → 05/2020
  Usaa Investment Management Company
  San Antonio, TX
• 05/2020 → Present
  Charles Schwab & Co., Inc.
  Humboldt, AZ

Previous Registrations

• 2018-01-08 → 2020-05-24
  Usaa Investment Services Company
  San Antonio, TX
• 2016-07-14 → 2018-01-08
  Usaa Financial Planning Services
  Phoenix, AZ

Other Businesses

1) Energy Healing with Lisa | Investment Related:No|Healthcare Services|Energy Healing Practitioner |11/4/2025|Less than 20|0|Business owner, Energy Healing Practitioner who offers Reiki healing, and products for energy healing

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-23
• S63 Uniform Securities Agent State Law Examination
  2015-10-21

Other Names

• Lisa Marie Alessandro