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Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-05-02
  • NJ RA
    APPROVED
    Since 2018-05-02

Branch Locations

Summit, NJ • United States

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Warren NJ 10/2015 12/2017
Ernst & Young/Tapfin Secaucus NJ 03/2018 01/2021
Bed Bath & Beyond Springfield NJ 02/2018 12/2019
Unemployed Summit NJ 01/2018 02/2018
Ernst & Young Llp Secaucus NJ 01/2021 Present
  • 10/2015 → 12/2017
    Prudential
    Warren, NJ
  • 03/2018 → 01/2021
    Ernst & Young/Tapfin
    Secaucus, NJ
  • 02/2018 → 12/2019
    Bed Bath & Beyond
    Springfield, NJ
  • 01/2018 → 02/2018
    Unemployed
    Summit, NJ
  • 01/2021 → Present
    Ernst & Young Llp
    Secaucus, NJ
Previous Registrations
Other Businesses

1. Freelance writing/editing. Work from home (14 Pearl St. Summit NJ 07901) during non-business hours (nights/weekend) Approximately 20-30hours per month. Provide writing and editing services to individuals and businesses as needed by them for various uses (marketing publication, resumes, etc.) 2. Elected member of Union Co Democratic Committee, representing my voting district. No compensation. Elected to 2 year term in June 2017. No control over finances/budget, except as relation to voting on such matter when presented. The committee (800+ members)Approximate monthly time commitment mostly at municipal committee level is 4-6 hours per month, during non-business hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-21
S63 Uniform Securities Agent State Law Examination 2015-11-13
  • S65 Uniform Investment Adviser Law Examination
    2016-11-21
  • S63 Uniform Securities Agent State Law Examination
    2015-11-13
Other Names
  • Gerard Farrell

View on SEC IAPD

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