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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-06 |
| TX | RA | APPROVED | 2024-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 06/2019 | 02/2024 |
| Bank Of America, N.A. | Santa Barbara | CA | 11/2015 | 02/2024 |
| Palm Springs Villa Llc | Palm Springs | CA | 08/2022 | Present |
| J.P. Morgan Securities Llc | Santa Barbara | CA | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Santa Barbara | CA | 03/2024 | Present |
| Adriana Trujillo | Santa Maria | CA | 03/2019 | Present |
| Santa Maria Rental Property | Santa Maria | CA | 01/2021 | Present |
Entity Name: Palms Spring Villa LLC Investment related: No Address: Palm Springs CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own this condo and only need to attend to it if tenant has issues with property. This is a long term rental that needs attention maybe once per year. Entity Name: Santa Maria Rental Property Investment related: No Address: Santa Maria Ca Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own rental property in Santa Maria CA. The property is a long term rental and I am only required to attend to the property once annually or if tenant experiences an issue with the property(almost never happens) I*9443 For profit or not for profit: Name of outside business organization: Adriana Trujillo Investment related: N Address of business: Santa Maria, California 93456 Nature of business: Rental Property Position, title, association: Owner Start date of relationship: 3/1/2019 Number of hours devoted: 3 hour(s) Number of hours devoted during trading hours: 0 Duties include, managing property, conducting visits if any as needed, coordinating maintenance request. I ""952262"", Name of OBA: Palm Springs Villa LLC Address: Palm Springs, California, Investment Related: N, Nature of Business: LLC Position, Title: Owner Employee Start Date: 10/1/2022, No Hours: 1, Monthly, No Hours during trading: 0, Duties: Passive ownership in LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-26 |
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