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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| MS | RA | APPROVED | 2021-02-22 |
| AL | RA | APPROVED | 2020-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Horsham | PA | 02/2016 | 03/2017 |
| Hornor Townsend & Kent Inc | Horsham | PA | 04/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Birmingham | AL | 04/2017 | 06/2017 |
| Mml Investors Services, Llc | Birmingham | AL | 05/2017 | 06/2017 |
| Raymond James & Associates | Tuscaloosa | AL | 08/2017 | 11/2020 |
| Lpl Financial Llc | Columbus | MS | 11/2020 | Present |
1. 11/30/2020 - Covington Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/23/2020 - 3 Hours Per Month/2 Hours During Securities Trading. 2. 11/30/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/23/2020- 3 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-21 |
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