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Deborah Lynn Williams

Wells Fargo Clearing Services, LLC

Roseville, CA

Reno, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-04-14
  • NV RA
    APPROVED
    Since 2021-04-14

Branch Locations

1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States

5340 Kietzke Ln 1St Fl, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Reno NV 11/2004 Present
Wells Fargo Advisors, Llc Reno NV 09/2015 11/2016
Wells Fargo Clearing Services, Llc Reno NV 11/2016 Present
  • 11/2004 → Present
    Wells Fargo Bank, Na
    Reno, NV
  • 09/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Reno, NV
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Reno, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-02
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S66 Uniform Combined State Law Examination
    2021-04-02
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20
Other Names
  • Deborah Williams

View on SEC IAPD

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MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
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