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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-03-18 |
Branch Locations
1818 Market St Ste 3400, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Philadelphia | PA | 12/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2016 | 01/2017 |
| Kevin Dunion | Philadelphia | PA | 06/2016 | 01/2017 |
| Tony Stanley | Philadelphia | PA | 01/2016 | 01/2017 |
| Northwestern Mutual Life Insuarance Company | Milwaukee | WI | 01/2017 | Present |
| Northwestern Mutual Wealth Management Company | Milwuakee | WI | 01/2017 | Present |
1) OUTSIDE INSURANCE GENERAL SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 03/15/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OUTSIDE INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-17 |
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