Best Investors Account Sign in

Nauman Peerwani

Wells Fargo Clearing Services, LLC

Arlington, VA

Columbia, MD

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-12-14
  • VA RA
    APPROVED
    Since 2015-12-14

Branch Locations

1701 N Mckinley Rd, Arlington, VA 22205 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Arlington, VA 08/2015 11/2016
Wells Fargo Bank Na Arlington VA 08/2010 Present
Wells Fargo Clearing Services, Llc Arlington, VA 11/2016 Present
  • 08/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Arlington,, VA
  • 08/2010 → Present
    Wells Fargo Bank Na
    Arlington, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Arlington,, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-12
S63 Uniform Securities Agent State Law Examination 2015-11-17
  • S65 Uniform Investment Adviser Law Examination
    2015-12-12
  • S63 Uniform Securities Agent State Law Examination
    2015-11-17

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
DELIBERATE CAPITAL
ALLSTATE FINANCIAL ADVISORS, LLC
CORETEGIC CAPITAL, LLC
WENDROFF WEALTH ADVISORS
LPL FINANCIAL LLC
EDWARD JONES

Other Investors

MICHAEL ANTHONY GARCIA
DAMIEN Rolando BARROS
Karla Maria Calcano Jimenez
Grace Regina Borger
ELVIS CASTRO
Dwight H Cates
Darryl Joseph Elliott
ALEXANDER NGUYEN

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Arlington, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ARLINGTON, VA
DELIBERATE CAPITAL · ARLINGTON, VA
WELLS FARGO CLEARING SERVICES, LLC · ARLINGTON, VA
ALLSTATE FINANCIAL ADVISORS, LLC · Arlington, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Arlington, VA
CORETEGIC CAPITAL, LLC · ARLINGTON, VA
WELLS FARGO CLEARING SERVICES, LLC · ARLINGTON, VA

More in Arlington, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor