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Carolina Paramo Aguilera

Tiaa-Cref Individual & Institutional Services, LLC

Fairfax, VA

Alexandria, VA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-05-06
  • VA RA
    APPROVED
    Since 2024-05-06

Branch Locations

3050 Chain Bridge Road Suite 400, Fairfax, VA 22030 • United States

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Alexandria VA 10/2012 04/2024
Wells Fargo Clearing Services, Llc Alexandria VA 08/2015 04/2024
Tiaa Fairfax VA 04/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Fairfax VA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-13
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S65 Uniform Investment Adviser Law Examination
    2015-11-13
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20

View on SEC IAPD

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ARKADIOS WEALTH ADVISORS · Fairfax, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · BURKE, VA
PALLADIUM WEALTH MANAGEMENT, LLC · BURKE, VA
PROFESSIONAL FINANCIAL SOLUTIONS, LLC · FAIRFAX, VA
COMMONWEALTH ASSET MANAGEMENT GROUP LLC · FAIRFAX, VA
EQUITY SERVICES, INC. · FAIRFAX, VA
EAGLE STRATEGIES LLC · BURKE, VA

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