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2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-02-03 |
Branch Locations
2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Ankeny | IA | 10/2013 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Ankeny | IA | 10/2013 | 07/2021 |
| Sorrento Pacific Financial, Llc | San Diego | CA | 07/2021 | 03/2022 |
| Iowa State Bank | Urbandale | IA | 07/2021 | 03/2022 |
| J.P. Morgan Securities Llc | West Des Moines | IA | 05/2022 | 12/2022 |
| Jpmorgan Chase Bank, N.A. | West Des Moines | IA | 05/2022 | 12/2022 |
| Wells Fargo Advisors | Ankeny | IA | 10/2013 | 11/2016 |
| Unemployed | Grimes | IA | 04/2022 | 04/2022 |
| Pma Financial Network, Llc | Naperville | IL | 01/2023 | Present |
| Pma Securities, Llc | West Des Moines | IA | 01/2023 | Present |
| Pma Asset Management, Llc | Naperville | IL | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
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