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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-18
TX RA APPROVED_RES 2023-02-16
IN RA APPROVED 2023-02-10
  • MI RA
    APPROVED
    Since 2026-06-18
  • TX RA
    APPROVED_RES
    Since 2023-02-16
  • IN RA
    APPROVED
    Since 2023-02-10

Branch Locations

100 N Michigan St, South Bend, IN 46601 • United States

777 E Eisenhower Pkwy, Ann Arbor, MI 48108 • United States

11530 Illinois St, Carmel, IN 46032 • United States

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 08/2015 12/2022
Indianapolis Hebrew Congergation Indianapolis IN 08/2017 07/2019
Charles Schwab Bank, Ssb Indianapolis IN 04/2021 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 01/2023 Present
Previous Registrations
Other Businesses

I*1217254For profit or not for profit: Entity SROName of outside business organization: FINRAInvestment related: NAddress of business: Chicago, Illinois, 60603Nature of business: ["Business or Industry Organization"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 5/1/2023Number of hours devoted: 20 hour(s) YearlyNumber of hours devoted during trading hours: 16Duties: , Financial Industry Regulatory Authority (FINRA) acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. I will act as ana Arbitrator in arbitration cases. Arbitrators are contract workers and not direct emp I*4336265, Entity Type: , Name of OBA: S B D IRA FBO S B D, Address: Indianapolis, Indiana, 46240, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/18/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-27
S63 Uniform Securities Agent State Law Examination 2016-04-01
  • S66 Uniform Combined State Law Examination
    2019-07-27
  • S63 Uniform Securities Agent State Law Examination
    2016-04-01

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