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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-18 |
| TX | RA | APPROVED_RES | 2023-02-16 |
| IN | RA | APPROVED | 2023-02-10 |
Branch Locations
100 N Michigan St, South Bend, IN 46601 • United States
777 E Eisenhower Pkwy, Ann Arbor, MI 48108 • United States
11530 Illinois St, Carmel, IN 46032 • United States
510 E 96Th St, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 08/2015 | 12/2022 |
| Indianapolis Hebrew Congergation | Indianapolis | IN | 08/2017 | 07/2019 |
| Charles Schwab Bank, Ssb | Indianapolis | IN | 04/2021 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 01/2023 | Present |
I*1217254For profit or not for profit: Entity SROName of outside business organization: FINRAInvestment related: NAddress of business: Chicago, Illinois, 60603Nature of business: ["Business or Industry Organization"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 5/1/2023Number of hours devoted: 20 hour(s) YearlyNumber of hours devoted during trading hours: 16Duties: , Financial Industry Regulatory Authority (FINRA) acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. I will act as ana Arbitrator in arbitration cases. Arbitrators are contract workers and not direct emp I*4336265, Entity Type: , Name of OBA: S B D IRA FBO S B D, Address: Indianapolis, Indiana, 46240, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/18/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-01 |
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