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Earl Edward Smith

LPl Enterprise, LLC

Cranberry Township, PA

Eighty Four, PA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

Eighty Four, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Eighty Four PA 08/2015 11/2024
Lpl Enterprise, Llc Eighty Four PA 11/2024 Present
Previous Registrations
  • 2023-04-14 → 2024-11-14
    Pruco Securities, Llc.
    Canonsburg, PA
    Eighty Four, PA
    Eighty Four, PA
    Eighty Four, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-03
S63 Uniform Securities Agent State Law Examination 2015-10-30
  • S65 Uniform Investment Adviser Law Examination
    2023-04-03
  • S63 Uniform Securities Agent State Law Examination
    2015-10-30
Other Names
  • Earl Smith
  • Earl Edward Smith

View on SEC IAPD

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