Patrick Joseph Swift

1787 Sentry Parkway West Veva 16, Suite 100, Blue Bell, PA 19422 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-09-24
TX	RA	APPROVED	2021-10-13
PA	RA	APPROVED	2021-02-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Philadelphia	PA	07/2016	02/2021
Bank Of America, N.A.	Philadelphia	PA	11/2016	02/2021
Amplius Wealth Advisors, Llc	Blue Bell	PA	02/2021	Present

07/2016 → 02/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA
11/2016 → 02/2021

Bank Of America, N.A.

Philadelphia, PA
02/2021 → Present

Amplius Wealth Advisors, Llc

Blue Bell, PA

2016-07-21 → 2021-03-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA
2016-06-20 → 2016-07-25

Equitable Advisors, Llc

Bala Cynwyd, PA

Randolph, NJ

Bala Cynwyd, PA

2) 2/2021 Independent Licensed insurance Agent; Investment Related; Ambler, PA; Life

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-18
S63	Uniform Securities Agent State Law Examination	2015-12-12