Patrick Joseph Swift

Employer firm

Amplius Wealth Advisors CRD 312463

$1.74B regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 02/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
• 11/2016 → 02/2021
  Bank Of America, N.A.
  Philadelphia, PA
• 02/2021 → Present
  Amplius Wealth Advisors, Llc
  Blue Bell, PA

Previous Registrations

• 2016-07-21 → 2021-03-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
• 2016-06-20 → 2016-07-25
  Equitable Advisors, Llc
  Bala Cynwyd, PA
  Randolph, NJ
  Bala Cynwyd, PA

Other Businesses

2) 2/2021 Independent Licensed insurance Agent; Investment Related; Ambler, PA; Life

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-18
• S63 Uniform Securities Agent State Law Examination
  2015-12-12

Designations

• Certified Financial Planner

Other Names

• Patrick J. Swift
• Patrick Joseph Swift
• Pat Swift
• Patrick J Swift