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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-09-09
TX RA APPROVED 2016-09-09
  • MN RA
    APPROVED
    Since 2016-09-09
  • TX RA
    APPROVED
    Since 2016-09-09

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Robbinsdale, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 08/2015 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Other Businesses

Outside Employment; YogaSix; Yoga Teacher - I am a 500hr Registered Yoga Teacher and I will be teaching yoga to groups of individuals a couple times a week; Instructing Yoga classes; 4755 County Rd 101, , Minnetonka, MN, 55345; Not Investment-Related; 10/01/2020; 10 to 19 hours per month; 0 during trading hours / YogaSix; I am part of a team of other Wellness Advisors who hold space while interacting with members, manage membership inquiries, support studio operations, and maintain a welcoming and clean studio environment.; Engaging with members of the studio before and after Yoga classes and managing memberships.; 4755 County Rd 101, , Minnetonka, MN, 55345; Not Investment-Related; 06/29/2026; 20 to 39 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-08
S63 Uniform Securities Agent State Law Examination 2016-05-20
  • S65 Uniform Investment Adviser Law Examination
    2016-09-08
  • S63 Uniform Securities Agent State Law Examination
    2016-05-20
Other Names
  • Nina Colleen Coon
  • Nina C Wills

View on SEC IAPD

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