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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-10-05
  • GA RA
    APPROVED
    Since 2021-10-05

Branch Locations

1360 Caduceus Way Suite 101, Watkinsville, GA 30677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2016 09/2021
Ground Effects Lawn Care, Llc. Huntington WV 03/2013 10/2021
Raymond James Financial Services, Inc. Watkinsville GA 10/2021 Present
Raymond James Financial Services Advisors, Inc. Watkinsville GA 10/2021 Present
Previous Registrations
  • 2016-11-15 → 2021-10-04
    Barboursville, WV
    Huntington, WV
    St Louis, MO
Other Businesses

(1) Name of Business: The Avenue Wealth Management LLC Address: 1360 Caduceus Way Ste 101, Watkinsville, GA, 30677-7300, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 10/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-10
  • S66 Uniform Combined State Law Examination
    2016-09-10

View on SEC IAPD

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