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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-01-24 |
| CT | RA | APPROVED | 2005-01-01 |
Branch Locations
Stonington, CT • United States
One State Street Suite 1600, Hartford, CT 06103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Hartford | CT | 10/2004 | Present |
1) P.A.J. Irrevocable Annuity Trust/ investment related?: yes./Florence, MA, 01062 US/ This is a 5 year Grantor Retained Annuity Trust (GRAT) being established as part of P.J.'s estate planning. The GRAT will funded with non voting shares of Knowledge Matters, Inc stock (KMI). Knowledge Matters, Inc is a privately held company with P.J. as its majority shareholder./ I will act as trustee of the GRAT. My duties will include paying out the annual annuity payments as required and managing the assets in the trust as required. The investment intention for for any available assets will be passively managed investment at Vanguard Brokerage./ start date: 12/31/2020 /// 2) W.J.J. Trust / 12 North Shore Way, Stonington, CT United States 06378 / Personal Trust / Manage disbursements and investments / Start Date: 11/12/2021 /// 3) The Bushnell / 166 Capital Avenue, Hartford, CT United States06016 / Charity / Arts organization / Trustee - attend 4-6 board meetings a year. / Start Date: 3/16/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-30 |
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