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Zachary Thomas Holloway

LPl Financial LLC

Maple Grove, MN

CRD 6549646

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-21
WI RA APPROVED 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • WI RA
    APPROVED
    Since 2021-07-21

Branch Locations

11290 86Th Ave N, Maple Grove, MN 55369 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones New Brighton MN 06/2016 11/2017
University Of Minnesota Minneapolis MN 09/2013 12/2016
Unemployed Mound MN 11/2017 02/2018
Cetera Advisor Networks Minneapolis MN 02/2018 02/2020
Advisornet Wealth Management Minneapolis MN 02/2018 02/2020
Waddell & Reed, Inc. Maple Grove MN 02/2020 07/2021
Various Insurance Carriers For W&R Insurance Agencies Champlin MN 03/2020 07/2021
Advisornet Financial Minneapolis MN 02/2018 01/2020
Edward Jones New Brighton MN 01/2016 11/2017
Lpl Financial, Llc Maple Grove MN 07/2021 Present
  • 06/2016 → 11/2017
    New Brighton, MN
  • 09/2013 → 12/2016
    University Of Minnesota
    Minneapolis, MN
  • 11/2017 → 02/2018
    Unemployed
    Mound, MN
  • 02/2018 → 02/2020
    Cetera Advisor Networks
    Minneapolis, MN
  • 02/2018 → 02/2020
    Advisornet Wealth Management
    Minneapolis, MN
  • 02/2020 → 07/2021
    Waddell & Reed, Inc.
    Maple Grove, MN
  • 03/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Champlin, MN
  • 02/2018 → 01/2020
    Advisornet Financial
    Minneapolis, MN
  • 01/2016 → 11/2017
    New Brighton, MN
  • 07/2021 → Present
    Maple Grove, MN
Previous Registrations
  • 2020-02-04 → 2021-07-21
    Waddell & Reed
    Maple Grove, MN
    Savage, MN
  • 2018-11-17 → 2020-02-04
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 2017-07-07 → 2017-11-07
    Mound, MN
    St Louis, MO
    Minneapolis, MN
Other Businesses

1) 09/01/2021 - ZACHARY HOLLOWAY / Other - NOTARY / Not Investment Related / 1hr / MO / 11290 86TH AVE N MAPLE GROVE, MN 55369 2) 9/2017 - Manifest Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 1hr / MO / 11290 86th Ave. N., Maple Grove, MN 55369

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
  • S66 Uniform Combined State Law Examination
    2017-04-28
Other Names
  • Zachary Holloway
  • Zachary Thomas Holloway

View on SEC IAPD

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