Dennis Eugene Allen

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-11-16
NC	RA	APPROVED	2016-01-22

TX RA
APPROVED

Since 2016-11-16
NC RA
APPROVED

Since 2016-01-22

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

3540 Toringdon Way Suite 510, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James And Associates	Charlotte	NC	11/2015	Present

11/2015 → Present

Raymond James And Associates

Charlotte, NC

Other Businesses

(1)Name of Business: Address: 1006 Edgewood Circle, Gastonia, NC, 28052, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Other Investment Related: No Start Date: 08/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Individual Investor in Real Estate. Buy and buy distressed properties to resell.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-21

S66 Uniform Combined State Law Examination

2016-01-21

Designations

Other Names

Gene Allen
Dennis Eugene Allen

View on SEC IAPD