Stephen Ray Gilley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-24

TX RA
APPROVED

Since 2025-01-24

Branch Locations

Pearland, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Houston	TX	09/2015	01/2025
Osaic Wealth, Inc.	Houston	TX	01/2025	Present

09/2015 → 01/2025

Lincoln Financial Advisors Corporation

Houston, TX
01/2025 → Present

Osaic Wealth, Inc.

Houston, TX

Previous Registrations

2016-02-18 → 2025-01-24

Osaic Fa, Inc.

Houston, TX

Other Businesses

1. Stephen Ray Galley, 1330 Post Oak Blvd., Houston, TX Category: Insurance Investment -Related: yes Title: agent Duties: offers accident/health insurance, disability insurance, fixed/indexed annuities, long-term care insurance and tradition life insurance product. Start Date: 4/2016 Hours per month: 10 Hours per month during trading hours: 10 2. STEPHEN RAY GILLEY POSITION: Agent NATURE: To offer various insurance products to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2016 ADDRESS: 2822 South Cedar Hollow Dr., Houston TX 77584, United States DESCRIPTION: To offer various insurance products to clients.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-26

S66 Uniform Combined State Law Examination

2016-01-26

View on SEC IAPD