Kerry Anne Matthews

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-09-16

MN RA
APPROVED

Since 2022-09-16

Branch Locations

Lakeville, MN • United States

302 Grant Ave Ste 102, Eveleth, MN 55734 • United States

301 E Howard St Suite 24B, Hibbing, MN 55746 • United States

201 Nw 4Th St Suite O, Grand Rapids, MN 55744 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Edina	MN	01/2016	09/2022
New York Life Insurance Company	Edina	MN	08/2015	09/2022
Eagle Strategies Llc	Lakeville	MN	09/2022	Present
North Range Financial Llc	Lakeville	MN	09/2022	Present
Nylife Securities Llc	Lakeville	MN	09/2022	Present
New York Life Insurance Company	Lakeville	MN	09/2022	Present

01/2016 → 09/2022

Nylife Securities Llc

Edina, MN
08/2015 → 09/2022

New York Life Insurance Company

Edina, MN
09/2022 → Present

Eagle Strategies Llc

Lakeville, MN
09/2022 → Present

North Range Financial Llc

Lakeville, MN
09/2022 → Present

Nylife Securities Llc

Lakeville, MN
09/2022 → Present

New York Life Insurance Company

Lakeville, MN

Other Businesses

[Rental Property; Rental Property; 56 W Winifred Street Saint Paul MN 55107; Start Date 11/2015; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 8346 168th Street W Lakeville MN 55044; Start Date 07/2020; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [North Range Financial; This is a sole proprietor company being used for tax purposes and to potentially hire a W-2 employee in the future with; 8346 168th Street West Lakeville MN 55044; Start Date 01/2019; Role/Title: Owner; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF NORTH RANGE FINANCIAL LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (LAKEVILLE, MN); START DATE: 04/2024]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-07-07
S63	Uniform Securities Agent State Law Examination	2016-03-01

S65 Uniform Investment Adviser Law Examination

2022-07-07
S63 Uniform Securities Agent State Law Examination

2016-03-01

Other Names

Kerry Anne Marsolek

View on SEC IAPD